Investors
The Form D record
Lux Bio Group filed five notices of exempt offering between December 2011 and October 2015. The 2014 notice is the most complete: a $675,000 offering, sold in full to four investors at a $25,000 minimum, with a first sale in December 2013.
None of these was a public offering, and no security was registered.
The 2014 filing
- IssuerLux Bio Group, Inc.
- JurisdictionWashington
- Incorporated2010
- Industry groupOther Technology
- Revenue at filingNo revenues
- Related personsJonathan DeHart (executive officer, director), Rich Wykoff (director), Rob Lipshutz (director)
- SignerScott Olson, Secretary
- Offering$675,000
- Amount sold$675,000
- Investors4
- Minimum investment$25,000
- First sale12 December 2013
- ExemptionRule 506(b)
The filings
Five notices, four years
- 9 December 2011
Two original notices
Filed the same day, under items 06 and 46 of Form D.
- 5 August 2013
A third notice
Again under items 06 and 46.
- 12 February 2014
$675,000, sold in full
Four investors, a $25,000 minimum, first sale 12 December 2013, industry group “Other Technology”, no revenues.
- 22 October 2015
An amendment
A Form D/A closing out the earlier notice.
What a Form D is, and is not
A notice, not a prospectus
Form D is a short notice that a company is selling securities under an exemption from registration. It records how much was offered and sold, how many investors, and who the related persons are. It does not contain a business plan, a valuation, or a use of proceeds.
So this page can tell you the size of the raise. It cannot tell you what the money bought.
Contact
Talk to the company
The company published one address and one telephone number. Both are reproduced, as they stood.